IFA Online: the bodies minding your standards Alex Morris, partner and IFA at Financial Relationships, on the FSA’s plan for newly accredited bodies to audit firms’ professional standards on its behalf post-RDR. A new requirement for firms to notify the FSA about serious competence and ethical issues has been brought in, with effect from 1 […]
IFA online article: regulation bodies minding standards Alex Morris, partner and IFA at Financial Relationships, on the FSA’s plan for newly accredited bodies to audit firms’ professional standards on its behalf post-RDR. A new requirement for firms to notify the FSA about serious competence and ethical issues has been brought in, with effect from 1 […]
panacea IFA article: firms to notify the FSA about serious competence Alex Morris, Partner and IFA at Financial Relationships LLP, says the FSA intend that the newly Accredited Bodies will audit firms professional standards on its behalf under its watchful eye post RDR. Writing in IFAonline, he says a new requirement for firms to notify […]
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